---
_id: '44088'
abstract:
- lang: eng
  text: 'Hole polarons and defect-bound exciton polarons in lithium niobate are investigated
    by means of density-functional theory, where the localization of the holes is
    achieved by applying the +U approach to the oxygen 2p orbitals. We find three
    principal configurations of hole polarons: (i) self-trapped holes localized at
    displaced regular oxygen atoms and (ii) two other configurations bound to a lithium
    vacancy either at a threefold coordinated oxygen atom above or at a two-fold coordinated
    oxygen atom below the defect. The latter is the most stable and is in excellent
    quantitative agreement with measured g factors from electron paramagnetic resonance.
    Due to the absence of mid-gap states, none of these hole polarons can explain
    the broad optical absorption centered between 2.5 and 2.8 eV that is observed
    in transient absorption spectroscopy, but such states appear if a free electron
    polaron is trapped at the same lithium vacancy as the bound hole polaron, resulting
    in an exciton polaron. The dielectric function calculated by solving the Bethe–Salpeter
    equation indeed yields an optical peak at 2.6 eV in agreement with the two-photon
    experiments. The coexistence of hole and exciton polarons, which are simultaneously
    created in optical excitations, thus satisfactorily explains the reported experimental
    data.'
article_number: '1586'
article_type: original
author:
- first_name: Falko
  full_name: Schmidt, Falko
  id: '35251'
  last_name: Schmidt
  orcid: 0000-0002-5071-5528
- first_name: Agnieszka L.
  full_name: Kozub, Agnieszka L.
  id: '77566'
  last_name: Kozub
  orcid: 0000-0001-6584-0201
- first_name: Uwe
  full_name: Gerstmann, Uwe
  id: '171'
  last_name: Gerstmann
  orcid: 0000-0002-4476-223X
- first_name: Wolf Gero
  full_name: Schmidt, Wolf Gero
  id: '468'
  last_name: Schmidt
  orcid: 0000-0002-2717-5076
- first_name: Arno
  full_name: Schindlmayr, Arno
  id: '458'
  last_name: Schindlmayr
  orcid: 0000-0002-4855-071X
citation:
  ama: Schmidt F, Kozub AL, Gerstmann U, Schmidt WG, Schindlmayr A. A density-functional
    theory study of hole and defect-bound exciton polarons in lithium niobate. <i>Crystals</i>.
    2022;12(11). doi:<a href="https://doi.org/10.3390/cryst12111586">10.3390/cryst12111586</a>
  apa: Schmidt, F., Kozub, A. L., Gerstmann, U., Schmidt, W. G., &#38; Schindlmayr,
    A. (2022). A density-functional theory study of hole and defect-bound exciton
    polarons in lithium niobate. <i>Crystals</i>, <i>12</i>(11), Article 1586. <a
    href="https://doi.org/10.3390/cryst12111586">https://doi.org/10.3390/cryst12111586</a>
  bibtex: '@article{Schmidt_Kozub_Gerstmann_Schmidt_Schindlmayr_2022, title={A density-functional
    theory study of hole and defect-bound exciton polarons in lithium niobate}, volume={12},
    DOI={<a href="https://doi.org/10.3390/cryst12111586">10.3390/cryst12111586</a>},
    number={111586}, journal={Crystals}, publisher={MDPI AG}, author={Schmidt, Falko
    and Kozub, Agnieszka L. and Gerstmann, Uwe and Schmidt, Wolf Gero and Schindlmayr,
    Arno}, year={2022} }'
  chicago: Schmidt, Falko, Agnieszka L. Kozub, Uwe Gerstmann, Wolf Gero Schmidt, and
    Arno Schindlmayr. “A Density-Functional Theory Study of Hole and Defect-Bound
    Exciton Polarons in Lithium Niobate.” <i>Crystals</i> 12, no. 11 (2022). <a href="https://doi.org/10.3390/cryst12111586">https://doi.org/10.3390/cryst12111586</a>.
  ieee: 'F. Schmidt, A. L. Kozub, U. Gerstmann, W. G. Schmidt, and A. Schindlmayr,
    “A density-functional theory study of hole and defect-bound exciton polarons in
    lithium niobate,” <i>Crystals</i>, vol. 12, no. 11, Art. no. 1586, 2022, doi:
    <a href="https://doi.org/10.3390/cryst12111586">10.3390/cryst12111586</a>.'
  mla: Schmidt, Falko, et al. “A Density-Functional Theory Study of Hole and Defect-Bound
    Exciton Polarons in Lithium Niobate.” <i>Crystals</i>, vol. 12, no. 11, 1586,
    MDPI AG, 2022, doi:<a href="https://doi.org/10.3390/cryst12111586">10.3390/cryst12111586</a>.
  short: F. Schmidt, A.L. Kozub, U. Gerstmann, W.G. Schmidt, A. Schindlmayr, Crystals
    12 (2022).
date_created: 2023-04-20T13:52:44Z
date_updated: 2025-09-18T13:28:05Z
ddc:
- '530'
department:
- _id: '15'
- _id: '296'
- _id: '170'
- _id: '295'
- _id: '35'
- _id: '230'
- _id: '429'
- _id: '27'
doi: 10.3390/cryst12111586
external_id:
  isi:
  - '000895837200001'
file:
- access_level: open_access
  content_type: application/pdf
  creator: schindlm
  date_created: 2023-06-11T23:59:27Z
  date_updated: 2023-06-12T00:22:51Z
  description: Creative Commons Attribution 4.0 International Public License (CC BY
    4.0)
  file_id: '45570'
  file_name: crystals-12-01586-v2.pdf
  file_size: 1762554
  relation: main_file
  title: A density-functional theory study of hole and defect-bound exciton polarons
    in lithium niobate
file_date_updated: 2023-06-12T00:22:51Z
has_accepted_license: '1'
intvolume: '        12'
isi: '1'
issue: '11'
language:
- iso: eng
oa: '1'
project:
- _id: '53'
  name: 'TRR 142: TRR 142'
- _id: '54'
  name: 'TRR 142 - A: TRR 142 - Project Area A'
- _id: '55'
  name: 'TRR 142 - B: TRR 142 - Project Area B'
- _id: '69'
  name: 'TRR 142 - B04: TRR 142 - Subproject B04'
- _id: '168'
  name: 'TRR 142 - B07: TRR 142 - Subproject B07'
- _id: '166'
  name: 'TRR 142 - A11: TRR 142 - Subproject A11'
- _id: '52'
  name: 'PC2: Computing Resources Provided by the Paderborn Center for Parallel Computing'
publication: Crystals
publication_identifier:
  eissn:
  - 2073-4352
publication_status: published
publisher: MDPI AG
quality_controlled: '1'
status: public
title: A density-functional theory study of hole and defect-bound exciton polarons
  in lithium niobate
type: journal_article
user_id: '16199'
volume: 12
year: '2022'
...
---
_id: '30288'
abstract:
- lang: eng
  text: Lithium niobate (LiNbO3), a material frequently used in optical applications,
    hosts different kinds of polarons that significantly affect many of its physical
    properties. In this study, a variety of electron polarons, namely free, bound,
    and bipolarons, are analyzed using first-principles calculations. We perform a
    full structural optimization based on density-functional theory for selected intrinsic
    defects with special attention to the role of symmetry-breaking distortions that
    lower the total energy. The cations hosting the various polarons relax to a different
    degree, with a larger relaxation corresponding to a larger gap between the defect
    level and the conduction-band edge. The projected density of states reveals that
    the polaron states are formerly empty Nb 4d states lowered into the band gap.
    Optical absorption spectra are derived within the independent-particle approximation,
    corrected by the GW approximation that yields a wider band gap and by including
    excitonic effects within the Bethe-Salpeter equation. Comparing the calculated
    spectra with the density of states, we find that the defect peak observed in the
    optical absorption stems from transitions between the defect level and a continuum
    of empty Nb 4d states. Signatures of polarons are further analyzed in the reflectivity
    and other experimentally measurable optical coefficients.
author:
- first_name: Falko
  full_name: Schmidt, Falko
  id: '35251'
  last_name: Schmidt
  orcid: 0000-0002-5071-5528
- first_name: Agnieszka L.
  full_name: Kozub, Agnieszka L.
  id: '77566'
  last_name: Kozub
  orcid: https://orcid.org/0000-0001-6584-0201
- first_name: Uwe
  full_name: Gerstmann, Uwe
  id: '171'
  last_name: Gerstmann
  orcid: 0000-0002-4476-223X
- first_name: Wolf Gero
  full_name: Schmidt, Wolf Gero
  id: '468'
  last_name: Schmidt
  orcid: 0000-0002-2717-5076
- first_name: Arno
  full_name: Schindlmayr, Arno
  id: '458'
  last_name: Schindlmayr
  orcid: 0000-0002-4855-071X
citation:
  ama: 'Schmidt F, Kozub AL, Gerstmann U, Schmidt WG, Schindlmayr A. Electron polarons
    in lithium niobate: Charge localization, lattice deformation, and optical response.
    In: Corradi G, Kovács L, eds. <i>New Trends in Lithium Niobate: From Bulk to Nanocrystals</i>.
    MDPI; 2022:231-248. doi:<a href="https://doi.org/10.3390/books978-3-0365-3339-1">10.3390/books978-3-0365-3339-1</a>'
  apa: 'Schmidt, F., Kozub, A. L., Gerstmann, U., Schmidt, W. G., &#38; Schindlmayr,
    A. (2022). Electron polarons in lithium niobate: Charge localization, lattice
    deformation, and optical response. In G. Corradi &#38; L. Kovács (Eds.), <i>New
    Trends in Lithium Niobate: From Bulk to Nanocrystals</i> (pp. 231–248). MDPI.
    <a href="https://doi.org/10.3390/books978-3-0365-3339-1">https://doi.org/10.3390/books978-3-0365-3339-1</a>'
  bibtex: '@inbook{Schmidt_Kozub_Gerstmann_Schmidt_Schindlmayr_2022, place={Basel},
    title={Electron polarons in lithium niobate: Charge localization, lattice deformation,
    and optical response}, DOI={<a href="https://doi.org/10.3390/books978-3-0365-3339-1">10.3390/books978-3-0365-3339-1</a>},
    booktitle={New Trends in Lithium Niobate: From Bulk to Nanocrystals}, publisher={MDPI},
    author={Schmidt, Falko and Kozub, Agnieszka L. and Gerstmann, Uwe and Schmidt,
    Wolf Gero and Schindlmayr, Arno}, editor={Corradi, Gábor and Kovács, László},
    year={2022}, pages={231–248} }'
  chicago: 'Schmidt, Falko, Agnieszka L. Kozub, Uwe Gerstmann, Wolf Gero Schmidt,
    and Arno Schindlmayr. “Electron Polarons in Lithium Niobate: Charge Localization,
    Lattice Deformation, and Optical Response.” In <i>New Trends in Lithium Niobate:
    From Bulk to Nanocrystals</i>, edited by Gábor Corradi and László Kovács, 231–48.
    Basel: MDPI, 2022. <a href="https://doi.org/10.3390/books978-3-0365-3339-1">https://doi.org/10.3390/books978-3-0365-3339-1</a>.'
  ieee: 'F. Schmidt, A. L. Kozub, U. Gerstmann, W. G. Schmidt, and A. Schindlmayr,
    “Electron polarons in lithium niobate: Charge localization, lattice deformation,
    and optical response,” in <i>New Trends in Lithium Niobate: From Bulk to Nanocrystals</i>,
    G. Corradi and L. Kovács, Eds. Basel: MDPI, 2022, pp. 231–248.'
  mla: 'Schmidt, Falko, et al. “Electron Polarons in Lithium Niobate: Charge Localization,
    Lattice Deformation, and Optical Response.” <i>New Trends in Lithium Niobate:
    From Bulk to Nanocrystals</i>, edited by Gábor Corradi and László Kovács, MDPI,
    2022, pp. 231–48, doi:<a href="https://doi.org/10.3390/books978-3-0365-3339-1">10.3390/books978-3-0365-3339-1</a>.'
  short: 'F. Schmidt, A.L. Kozub, U. Gerstmann, W.G. Schmidt, A. Schindlmayr, in:
    G. Corradi, L. Kovács (Eds.), New Trends in Lithium Niobate: From Bulk to Nanocrystals,
    MDPI, Basel, 2022, pp. 231–248.'
date_created: 2022-03-13T15:28:47Z
date_updated: 2025-12-05T14:00:04Z
ddc:
- '530'
department:
- _id: '296'
- _id: '230'
- _id: '429'
- _id: '295'
- _id: '15'
- _id: '170'
- _id: '35'
- _id: '790'
doi: 10.3390/books978-3-0365-3339-1
editor:
- first_name: Gábor
  full_name: Corradi, Gábor
  last_name: Corradi
- first_name: László
  full_name: Kovács, László
  last_name: Kovács
language:
- iso: eng
page: 231-248
place: Basel
project:
- _id: '53'
  name: 'TRR 142: TRR 142'
- _id: '55'
  name: 'TRR 142 - B: TRR 142 - Project Area B'
- _id: '69'
  name: 'TRR 142 - B4: TRR 142 - Subproject B4'
- _id: '54'
  name: 'TRR 142 - A: TRR 142 - Project Area A'
- _id: '166'
  name: 'TRR 142 - A11: TRR 142 - Subproject A11'
- _id: '168'
  name: 'TRR 142 - B07: TRR 142 - Subproject B07'
- _id: '52'
  name: 'PC2: Computing Resources Provided by the Paderborn Center for Parallel Computing'
- _id: '53'
  name: 'TRR 142: Maßgeschneiderte nichtlineare Photonik: Von grundlegenden Konzepten
    zu funktionellen Strukturen'
publication: 'New Trends in Lithium Niobate: From Bulk to Nanocrystals'
publication_identifier:
  eisbn:
  - 978-3-0365-3339-1
  isbn:
  - 978-3-0365-3340-7
publication_status: published
publisher: MDPI
quality_controlled: '1'
status: public
title: 'Electron polarons in lithium niobate: Charge localization, lattice deformation,
  and optical response'
type: book_chapter
user_id: '16199'
year: '2022'
...
---
_id: '21946'
abstract:
- lang: eng
  text: Lithium niobate (LiNbO3), a material frequently used in optical applications,
    hosts different kinds of polarons that significantly affect many of its physical
    properties. In this study, a variety of electron polarons, namely free, bound,
    and bipolarons, are analyzed using first-principles calculations. We perform a
    full structural optimization based on density-functional theory for selected intrinsic
    defects with special attention to the role of symmetry-breaking distortions that
    lower the total energy. The cations hosting the various polarons relax to a different
    degree, with a larger relaxation corresponding to a larger gap between the defect
    level and the conduction-band edge. The projected density of states reveals that
    the polaron states are formerly empty Nb 4d states lowered into the band gap.
    Optical absorption spectra are derived within the independent-particle approximation,
    corrected by the GW approximation that yields a wider band gap and by including
    excitonic effects within the Bethe-Salpeter equation. Comparing the calculated
    spectra with the density of states, we find that the defect peak observed in the
    optical absorption stems from transitions between the defect level and a continuum
    of empty Nb 4d states. Signatures of polarons are further analyzed in the reflectivity
    and other experimentally measurable optical coefficients.
article_type: original
author:
- first_name: Falko
  full_name: Schmidt, Falko
  id: '35251'
  last_name: Schmidt
  orcid: 0000-0002-5071-5528
- first_name: Agnieszka L.
  full_name: Kozub, Agnieszka L.
  id: '77566'
  last_name: Kozub
  orcid: https://orcid.org/0000-0001-6584-0201
- first_name: Uwe
  full_name: Gerstmann, Uwe
  id: '171'
  last_name: Gerstmann
  orcid: 0000-0002-4476-223X
- first_name: Wolf Gero
  full_name: Schmidt, Wolf Gero
  id: '468'
  last_name: Schmidt
  orcid: 0000-0002-2717-5076
- first_name: Arno
  full_name: Schindlmayr, Arno
  id: '458'
  last_name: Schindlmayr
  orcid: 0000-0002-4855-071X
citation:
  ama: 'Schmidt F, Kozub AL, Gerstmann U, Schmidt WG, Schindlmayr A. Electron polarons
    in lithium niobate: Charge localization, lattice deformation, and optical response.
    <i>Crystals</i>. 2021;11:542. doi:<a href="https://doi.org/10.3390/cryst11050542">10.3390/cryst11050542</a>'
  apa: 'Schmidt, F., Kozub, A. L., Gerstmann, U., Schmidt, W. G., &#38; Schindlmayr,
    A. (2021). Electron polarons in lithium niobate: Charge localization, lattice
    deformation, and optical response. <i>Crystals</i>, <i>11</i>, 542. <a href="https://doi.org/10.3390/cryst11050542">https://doi.org/10.3390/cryst11050542</a>'
  bibtex: '@article{Schmidt_Kozub_Gerstmann_Schmidt_Schindlmayr_2021, title={Electron
    polarons in lithium niobate: Charge localization, lattice deformation, and optical
    response}, volume={11}, DOI={<a href="https://doi.org/10.3390/cryst11050542">10.3390/cryst11050542</a>},
    journal={Crystals}, publisher={MDPI}, author={Schmidt, Falko and Kozub, Agnieszka
    L. and Gerstmann, Uwe and Schmidt, Wolf Gero and Schindlmayr, Arno}, year={2021},
    pages={542} }'
  chicago: 'Schmidt, Falko, Agnieszka L. Kozub, Uwe Gerstmann, Wolf Gero Schmidt,
    and Arno Schindlmayr. “Electron Polarons in Lithium Niobate: Charge Localization,
    Lattice Deformation, and Optical Response.” <i>Crystals</i> 11 (2021): 542. <a
    href="https://doi.org/10.3390/cryst11050542">https://doi.org/10.3390/cryst11050542</a>.'
  ieee: 'F. Schmidt, A. L. Kozub, U. Gerstmann, W. G. Schmidt, and A. Schindlmayr,
    “Electron polarons in lithium niobate: Charge localization, lattice deformation,
    and optical response,” <i>Crystals</i>, vol. 11, p. 542, 2021, doi: <a href="https://doi.org/10.3390/cryst11050542">10.3390/cryst11050542</a>.'
  mla: 'Schmidt, Falko, et al. “Electron Polarons in Lithium Niobate: Charge Localization,
    Lattice Deformation, and Optical Response.” <i>Crystals</i>, vol. 11, MDPI, 2021,
    p. 542, doi:<a href="https://doi.org/10.3390/cryst11050542">10.3390/cryst11050542</a>.'
  short: F. Schmidt, A.L. Kozub, U. Gerstmann, W.G. Schmidt, A. Schindlmayr, Crystals
    11 (2021) 542.
date_created: 2021-05-03T09:36:13Z
date_updated: 2023-04-21T11:20:15Z
ddc:
- '530'
department:
- _id: '296'
- _id: '230'
- _id: '429'
- _id: '295'
- _id: '15'
- _id: '170'
- _id: '35'
- _id: '790'
doi: 10.3390/cryst11050542
external_id:
  isi:
  - '000653822700001'
file:
- access_level: open_access
  content_type: application/pdf
  creator: schindlm
  date_created: 2021-05-13T16:47:11Z
  date_updated: 2021-05-13T16:51:41Z
  description: Creative Commons Attribution 4.0 International Public License (CC BY
    4.0)
  file_id: '22163'
  file_name: crystals-11-00542.pdf
  file_size: 3042827
  relation: main_file
  title: 'Electron polarons in lithium niobate: Charge localization, lattice deformation,
    and optical response'
file_date_updated: 2021-05-13T16:51:41Z
funded_apc: '1'
has_accepted_license: '1'
intvolume: '        11'
isi: '1'
language:
- iso: eng
oa: '1'
page: '542'
project:
- _id: '53'
  name: TRR 142
- _id: '55'
  name: TRR 142 - Project Area B
- _id: '69'
  name: TRR 142 - Subproject B4
- _id: '52'
  name: Computing Resources Provided by the Paderborn Center for Parallel Computing
- _id: '52'
  name: 'PC2: Computing Resources Provided by the Paderborn Center for Parallel Computing'
publication: Crystals
publication_identifier:
  eissn:
  - 2073-4352
publication_status: published
publisher: MDPI
quality_controlled: '1'
status: public
title: 'Electron polarons in lithium niobate: Charge localization, lattice deformation,
  and optical response'
type: journal_article
user_id: '171'
volume: 11
year: '2021'
...
---
_id: '22960'
abstract:
- lang: eng
  text: We perform a theoretical analysis of the structural and electronic properties
    of sodium potassium niobate K1-xNaxNbO3 in the orthorhombic room-temperature phase,
    based on density-functional theory in combination with the supercell approach.
    Our results for x=0 and x=0.5 are in very good agreement with experimental measurements
    and establish that the lattice parameters decrease linearly with increasing Na
    contents, disproving earlier theoretical studies based on the virtual-crystal
    approximation that claimed a highly nonlinear behavior with a significant structural
    distortion and volume reduction in K0.5Na0.5NbO3 compared to both end members
    of the solid solution. Furthermore, we find that the electronic band gap varies
    very little between x=0 and x=0.5, reflecting the small changes in the lattice
    parameters.
article_number: '169'
article_type: original
author:
- first_name: Nithin
  full_name: Bidaraguppe Ramesh, Nithin
  id: '70064'
  last_name: Bidaraguppe Ramesh
- first_name: Falko
  full_name: Schmidt, Falko
  id: '35251'
  last_name: Schmidt
  orcid: 0000-0002-5071-5528
- first_name: Arno
  full_name: Schindlmayr, Arno
  id: '458'
  last_name: Schindlmayr
  orcid: 0000-0002-4855-071X
citation:
  ama: Bidaraguppe Ramesh N, Schmidt F, Schindlmayr A. Lattice parameters and electronic
    band gap of orthorhombic potassium sodium niobate K0.5Na0.5NbO3 from density-functional
    theory. <i>The European Physical Journal B</i>. 2021;94(8). doi:<a href="https://doi.org/10.1140/epjb/s10051-021-00179-8">10.1140/epjb/s10051-021-00179-8</a>
  apa: Bidaraguppe Ramesh, N., Schmidt, F., &#38; Schindlmayr, A. (2021). Lattice
    parameters and electronic band gap of orthorhombic potassium sodium niobate K0.5Na0.5NbO3
    from density-functional theory. <i>The European Physical Journal B</i>, <i>94</i>(8),
    Article 169. <a href="https://doi.org/10.1140/epjb/s10051-021-00179-8">https://doi.org/10.1140/epjb/s10051-021-00179-8</a>
  bibtex: '@article{Bidaraguppe Ramesh_Schmidt_Schindlmayr_2021, title={Lattice parameters
    and electronic band gap of orthorhombic potassium sodium niobate K0.5Na0.5NbO3
    from density-functional theory}, volume={94}, DOI={<a href="https://doi.org/10.1140/epjb/s10051-021-00179-8">10.1140/epjb/s10051-021-00179-8</a>},
    number={8169}, journal={The European Physical Journal B}, publisher={EDP Sciences,
    Società Italiana di Fisica and Springer}, author={Bidaraguppe Ramesh, Nithin and
    Schmidt, Falko and Schindlmayr, Arno}, year={2021} }'
  chicago: Bidaraguppe Ramesh, Nithin, Falko Schmidt, and Arno Schindlmayr. “Lattice
    Parameters and Electronic Band Gap of Orthorhombic Potassium Sodium Niobate K0.5Na0.5NbO3
    from Density-Functional Theory.” <i>The European Physical Journal B</i> 94, no.
    8 (2021). <a href="https://doi.org/10.1140/epjb/s10051-021-00179-8">https://doi.org/10.1140/epjb/s10051-021-00179-8</a>.
  ieee: 'N. Bidaraguppe Ramesh, F. Schmidt, and A. Schindlmayr, “Lattice parameters
    and electronic band gap of orthorhombic potassium sodium niobate K0.5Na0.5NbO3
    from density-functional theory,” <i>The European Physical Journal B</i>, vol.
    94, no. 8, Art. no. 169, 2021, doi: <a href="https://doi.org/10.1140/epjb/s10051-021-00179-8">10.1140/epjb/s10051-021-00179-8</a>.'
  mla: Bidaraguppe Ramesh, Nithin, et al. “Lattice Parameters and Electronic Band
    Gap of Orthorhombic Potassium Sodium Niobate K0.5Na0.5NbO3 from Density-Functional
    Theory.” <i>The European Physical Journal B</i>, vol. 94, no. 8, 169, EDP Sciences,
    Società Italiana di Fisica and Springer, 2021, doi:<a href="https://doi.org/10.1140/epjb/s10051-021-00179-8">10.1140/epjb/s10051-021-00179-8</a>.
  short: N. Bidaraguppe Ramesh, F. Schmidt, A. Schindlmayr, The European Physical
    Journal B 94 (2021).
date_created: 2021-08-08T21:21:42Z
date_updated: 2023-04-20T14:56:25Z
ddc:
- '530'
department:
- _id: '296'
- _id: '230'
- _id: '429'
- _id: '15'
- _id: '170'
- _id: '35'
doi: 10.1140/epjb/s10051-021-00179-8
external_id:
  isi:
  - '000687163200002'
file:
- access_level: open_access
  content_type: application/pdf
  creator: schindlm
  date_created: 2021-09-02T08:05:06Z
  date_updated: 2021-09-02T08:05:06Z
  description: Creative Commons Attribution 4.0 International Public License (CC BY
    4.0)
  file_id: '23679'
  file_name: BidaraguppeRamesh2021_Article_LatticeParametersAndElectronic.pdf
  file_size: 850389
  relation: main_file
  title: Lattice parameters and electronic bandgap of orthorhombic potassium sodium
    niobate K0.5Na0.5NbO3 from density-functional theory
file_date_updated: 2021-09-02T08:05:06Z
has_accepted_license: '1'
intvolume: '        94'
isi: '1'
issue: '8'
language:
- iso: eng
oa: '1'
project:
- _id: '53'
  name: TRR 142
- _id: '55'
  name: TRR 142 - Project Area B
- _id: '69'
  name: TRR 142 - Subproject B4
publication: The European Physical Journal B
publication_identifier:
  eissn:
  - 1434-6036
  issn:
  - 1434-6028
publication_status: published
publisher: EDP Sciences, Società Italiana di Fisica and Springer
quality_controlled: '1'
status: public
title: Lattice parameters and electronic band gap of orthorhombic potassium sodium
  niobate K0.5Na0.5NbO3 from density-functional theory
type: journal_article
user_id: '16199'
volume: 94
year: '2021'
...
---
_id: '19190'
abstract:
- lang: eng
  text: "Polarons in dielectric crystals play a crucial role for applications in integrated
    electronics and optoelectronics. In this work, we use density-functional theory
    and Green's function methods to explore the microscopic structure and spectroscopic
    signatures of electron polarons in lithium niobate (LiNbO3). Total-energy calculations
    and the comparison of calculated electron paramagnetic resonance data with available
    measurements reveal the formation of bound \r\npolarons at Nb_Li antisite defects
    with a quasi-Jahn-Teller distorted, tilted configuration. The defect-formation
    energies further indicate that (bi)polarons may form not only at \r\nNb_Li antisites
    but also at structures where the antisite Nb atom moves into a neighboring empty
    oxygen octahedron. Based on these structure models, and on the calculated charge-transition
    levels and potential-energy barriers, we propose two mechanisms for the optical
    and thermal splitting of bipolarons, which provide a natural explanation for the
    reported two-path recombination of bipolarons. Optical-response calculations based
    on the Bethe-Salpeter equation, in combination with available experimental data
    and new measurements of the optical absorption spectrum, further corroborate the
    geometries proposed here for free and defect-bound (bi)polarons."
article_number: '043002'
article_type: original
author:
- first_name: Falko
  full_name: Schmidt, Falko
  id: '35251'
  last_name: Schmidt
  orcid: 0000-0002-5071-5528
- first_name: Agnieszka L.
  full_name: Kozub, Agnieszka L.
  id: '77566'
  last_name: Kozub
  orcid: https://orcid.org/0000-0001-6584-0201
- first_name: Timur
  full_name: Biktagirov, Timur
  id: '65612'
  last_name: Biktagirov
- first_name: Christof
  full_name: Eigner, Christof
  id: '13244'
  last_name: Eigner
  orcid: https://orcid.org/0000-0002-5693-3083
- first_name: Christine
  full_name: Silberhorn, Christine
  id: '26263'
  last_name: Silberhorn
- first_name: Arno
  full_name: Schindlmayr, Arno
  id: '458'
  last_name: Schindlmayr
  orcid: 0000-0002-4855-071X
- first_name: Wolf Gero
  full_name: Schmidt, Wolf Gero
  id: '468'
  last_name: Schmidt
  orcid: 0000-0002-2717-5076
- first_name: Uwe
  full_name: Gerstmann, Uwe
  id: '171'
  last_name: Gerstmann
  orcid: 0000-0002-4476-223X
citation:
  ama: 'Schmidt F, Kozub AL, Biktagirov T, et al. Free and defect-bound (bi)polarons
    in LiNbO3: Atomic structure and spectroscopic signatures from ab initio calculations.
    <i>Physical Review Research</i>. 2020;2(4). doi:<a href="https://doi.org/10.1103/PhysRevResearch.2.043002">10.1103/PhysRevResearch.2.043002</a>'
  apa: 'Schmidt, F., Kozub, A. L., Biktagirov, T., Eigner, C., Silberhorn, C., Schindlmayr,
    A., Schmidt, W. G., &#38; Gerstmann, U. (2020). Free and defect-bound (bi)polarons
    in LiNbO3: Atomic structure and spectroscopic signatures from ab initio calculations.
    <i>Physical Review Research</i>, <i>2</i>(4), Article 043002. <a href="https://doi.org/10.1103/PhysRevResearch.2.043002">https://doi.org/10.1103/PhysRevResearch.2.043002</a>'
  bibtex: '@article{Schmidt_Kozub_Biktagirov_Eigner_Silberhorn_Schindlmayr_Schmidt_Gerstmann_2020,
    title={Free and defect-bound (bi)polarons in LiNbO3: Atomic structure and spectroscopic
    signatures from ab initio calculations}, volume={2}, DOI={<a href="https://doi.org/10.1103/PhysRevResearch.2.043002">10.1103/PhysRevResearch.2.043002</a>},
    number={4043002}, journal={Physical Review Research}, publisher={American Physical
    Society}, author={Schmidt, Falko and Kozub, Agnieszka L. and Biktagirov, Timur
    and Eigner, Christof and Silberhorn, Christine and Schindlmayr, Arno and Schmidt,
    Wolf Gero and Gerstmann, Uwe}, year={2020} }'
  chicago: 'Schmidt, Falko, Agnieszka L. Kozub, Timur Biktagirov, Christof Eigner,
    Christine Silberhorn, Arno Schindlmayr, Wolf Gero Schmidt, and Uwe Gerstmann.
    “Free and Defect-Bound (Bi)Polarons in LiNbO3: Atomic Structure and Spectroscopic
    Signatures from Ab Initio Calculations.” <i>Physical Review Research</i> 2, no.
    4 (2020). <a href="https://doi.org/10.1103/PhysRevResearch.2.043002">https://doi.org/10.1103/PhysRevResearch.2.043002</a>.'
  ieee: 'F. Schmidt <i>et al.</i>, “Free and defect-bound (bi)polarons in LiNbO3:
    Atomic structure and spectroscopic signatures from ab initio calculations,” <i>Physical
    Review Research</i>, vol. 2, no. 4, Art. no. 043002, 2020, doi: <a href="https://doi.org/10.1103/PhysRevResearch.2.043002">10.1103/PhysRevResearch.2.043002</a>.'
  mla: 'Schmidt, Falko, et al. “Free and Defect-Bound (Bi)Polarons in LiNbO3: Atomic
    Structure and Spectroscopic Signatures from Ab Initio Calculations.” <i>Physical
    Review Research</i>, vol. 2, no. 4, 043002, American Physical Society, 2020, doi:<a
    href="https://doi.org/10.1103/PhysRevResearch.2.043002">10.1103/PhysRevResearch.2.043002</a>.'
  short: F. Schmidt, A.L. Kozub, T. Biktagirov, C. Eigner, C. Silberhorn, A. Schindlmayr,
    W.G. Schmidt, U. Gerstmann, Physical Review Research 2 (2020).
date_created: 2020-09-09T09:35:21Z
date_updated: 2023-04-20T16:06:21Z
ddc:
- '530'
department:
- _id: '296'
- _id: '230'
- _id: '429'
- _id: '295'
- _id: '288'
- _id: '15'
- _id: '170'
- _id: '35'
- _id: '790'
doi: 10.1103/PhysRevResearch.2.043002
external_id:
  isi:
  - '000604206300002'
file:
- access_level: open_access
  content_type: application/pdf
  creator: schindlm
  date_created: 2020-10-02T07:27:38Z
  date_updated: 2020-10-02T07:37:24Z
  description: Creative Commons Attribution 4.0 International Public License (CC BY
    4.0)
  file_id: '19843'
  file_name: PhysRevResearch.2.043002.pdf
  file_size: 1955183
  relation: main_file
  title: 'Free and defect-bound (bi)polarons in LiNbO3: Atomic structure and spectroscopic
    signatures from ab initio calculations'
file_date_updated: 2020-10-02T07:37:24Z
has_accepted_license: '1'
intvolume: '         2'
isi: '1'
issue: '4'
language:
- iso: eng
oa: '1'
project:
- _id: '53'
  name: TRR 142
- _id: '55'
  name: TRR 142 - Project Area B
- _id: '69'
  name: TRR 142 - Subproject B4
- _id: '52'
  name: Computing Resources Provided by the Paderborn Center for Parallel Computing
- _id: '52'
  name: 'PC2: Computing Resources Provided by the Paderborn Center for Parallel Computing'
publication: Physical Review Research
publication_identifier:
  eissn:
  - 2643-1564
publication_status: published
publisher: American Physical Society
quality_controlled: '1'
status: public
title: 'Free and defect-bound (bi)polarons in LiNbO3: Atomic structure and spectroscopic
  signatures from ab initio calculations'
type: journal_article
user_id: '16199'
volume: 2
year: '2020'
...
---
_id: '10014'
abstract:
- lang: eng
  text: The cubic, tetragonal, and orthorhombic phase of potassium niobate (KNbO3)
    are studied based on density-functional theory. Starting from the relaxed atomic
    geometries, we analyze the influence of self-energy corrections on the electronic
    band structure within the GW approximation. We find that quasiparticle shifts
    widen the direct (indirect) band gap by 1.21 (1.44), 1.58 (1.55), and 1.67 (1.64)
    eV for the cubic, tetragonal, and orthorhombic phase, respectively. By solving
    the Bethe-Salpeter equation, we obtain the linear dielectric function with excitonic
    and local-field effects, which turn out to be essential for good agreement with
    experimental data. From our results, we extract an exciton binding energy of 0.6,
    0.5, and 0.5 eV for the cubic, tetragonal, and orthorhombic phase, respectively.
    Furthermore, we investigate the nonlinear second-harmonic generation (SHG) both
    theoretically and experimentally. The frequency-dependent second-order polarization
    tensor of orthorhombic KNbO3 is measured for incoming photon energies between
    1.2 and 1.6 eV. In addition, calculations within the independent-(quasi)particle
    approximation are performed for the tetragonal and orthorhombic phase. The novel
    experimental data are in excellent agreement with the quasiparticle calculations
    and resolve persistent discrepancies between earlier experimental measurements
    and ab initio results reported in the literature.
article_number: '054401'
article_type: original
author:
- first_name: Falko
  full_name: Schmidt, Falko
  id: '35251'
  last_name: Schmidt
  orcid: 0000-0002-5071-5528
- first_name: Arthur
  full_name: Riefer, Arthur
  last_name: Riefer
- first_name: Wolf Gero
  full_name: Schmidt, Wolf Gero
  id: '468'
  last_name: Schmidt
  orcid: 0000-0002-2717-5076
- first_name: Arno
  full_name: Schindlmayr, Arno
  id: '458'
  last_name: Schindlmayr
  orcid: 0000-0002-4855-071X
- first_name: Mirco
  full_name: Imlau, Mirco
  last_name: Imlau
- first_name: Florian
  full_name: Dobener, Florian
  last_name: Dobener
- first_name: Nils
  full_name: Mengel, Nils
  last_name: Mengel
- first_name: Sangam
  full_name: Chatterjee, Sangam
  last_name: Chatterjee
- first_name: Simone
  full_name: Sanna, Simone
  last_name: Sanna
citation:
  ama: Schmidt F, Riefer A, Schmidt WG, et al. Quasiparticle and excitonic effects
    in the optical response of KNbO3. <i>Physical Review Materials</i>. 2019;3(5).
    doi:<a href="https://doi.org/10.1103/PhysRevMaterials.3.054401">10.1103/PhysRevMaterials.3.054401</a>
  apa: Schmidt, F., Riefer, A., Schmidt, W. G., Schindlmayr, A., Imlau, M., Dobener,
    F., Mengel, N., Chatterjee, S., &#38; Sanna, S. (2019). Quasiparticle and excitonic
    effects in the optical response of KNbO3. <i>Physical Review Materials</i>, <i>3</i>(5),
    Article 054401. <a href="https://doi.org/10.1103/PhysRevMaterials.3.054401">https://doi.org/10.1103/PhysRevMaterials.3.054401</a>
  bibtex: '@article{Schmidt_Riefer_Schmidt_Schindlmayr_Imlau_Dobener_Mengel_Chatterjee_Sanna_2019,
    title={Quasiparticle and excitonic effects in the optical response of KNbO3},
    volume={3}, DOI={<a href="https://doi.org/10.1103/PhysRevMaterials.3.054401">10.1103/PhysRevMaterials.3.054401</a>},
    number={5054401}, journal={Physical Review Materials}, publisher={American Physical
    Society}, author={Schmidt, Falko and Riefer, Arthur and Schmidt, Wolf Gero and
    Schindlmayr, Arno and Imlau, Mirco and Dobener, Florian and Mengel, Nils and Chatterjee,
    Sangam and Sanna, Simone}, year={2019} }'
  chicago: Schmidt, Falko, Arthur Riefer, Wolf Gero Schmidt, Arno Schindlmayr, Mirco
    Imlau, Florian Dobener, Nils Mengel, Sangam Chatterjee, and Simone Sanna. “Quasiparticle
    and Excitonic Effects in the Optical Response of KNbO3.” <i>Physical Review Materials</i>
    3, no. 5 (2019). <a href="https://doi.org/10.1103/PhysRevMaterials.3.054401">https://doi.org/10.1103/PhysRevMaterials.3.054401</a>.
  ieee: 'F. Schmidt <i>et al.</i>, “Quasiparticle and excitonic effects in the optical
    response of KNbO3,” <i>Physical Review Materials</i>, vol. 3, no. 5, Art. no.
    054401, 2019, doi: <a href="https://doi.org/10.1103/PhysRevMaterials.3.054401">10.1103/PhysRevMaterials.3.054401</a>.'
  mla: Schmidt, Falko, et al. “Quasiparticle and Excitonic Effects in the Optical
    Response of KNbO3.” <i>Physical Review Materials</i>, vol. 3, no. 5, 054401, American
    Physical Society, 2019, doi:<a href="https://doi.org/10.1103/PhysRevMaterials.3.054401">10.1103/PhysRevMaterials.3.054401</a>.
  short: F. Schmidt, A. Riefer, W.G. Schmidt, A. Schindlmayr, M. Imlau, F. Dobener,
    N. Mengel, S. Chatterjee, S. Sanna, Physical Review Materials 3 (2019).
date_created: 2019-05-29T06:55:29Z
date_updated: 2023-04-20T14:20:33Z
ddc:
- '530'
department:
- _id: '295'
- _id: '296'
- _id: '230'
- _id: '429'
- _id: '170'
- _id: '35'
doi: 10.1103/PhysRevMaterials.3.054401
external_id:
  isi:
  - '000467044000003'
file:
- access_level: open_access
  content_type: application/pdf
  creator: schindlm
  date_created: 2020-08-27T19:05:54Z
  date_updated: 2020-08-30T14:34:33Z
  description: © 2019 American Physical Society
  file_id: '18465'
  file_name: PhysRevMaterials.3.054401.pdf
  file_size: 1949504
  relation: main_file
  title: Quasiparticle and excitonic effects in the optical response of KNbO3
file_date_updated: 2020-08-30T14:34:33Z
has_accepted_license: '1'
intvolume: '         3'
isi: '1'
issue: '5'
language:
- iso: eng
oa: '1'
project:
- _id: '52'
  name: Computing Resources Provided by the Paderborn Center for Parallel Computing
- _id: '53'
  name: TRR 142
- _id: '55'
  name: TRR 142 - Project Area B
- _id: '69'
  name: TRR 142 - Subproject B4
- _id: '52'
  name: 'PC2: Computing Resources Provided by the Paderborn Center for Parallel Computing'
publication: Physical Review Materials
publication_identifier:
  eissn:
  - 2475-9953
publication_status: published
publisher: American Physical Society
quality_controlled: '1'
status: public
title: Quasiparticle and excitonic effects in the optical response of KNbO3
type: journal_article
user_id: '16199'
volume: 3
year: '2019'
...
---
_id: '10023'
abstract:
- lang: eng
  text: We perform a comprehensive theoretical study of the structural and electronic
    properties of potassium niobate (KNbO3) in the cubic, tetragonal, orthorhombic,
    monoclinic, and rhombohedral phase, based on density-functional theory. The influence
    of different parametrizations of the exchange-correlation functional on the investigated
    properties is analyzed in detail, and the results are compared to available experimental
    data. We argue that the PBEsol and AM05 generalized gradient approximations as
    well as the RTPSS meta-generalized gradient approximation yield consistently accurate
    structural data for both the external and internal degrees of freedom and are
    overall superior to the local-density approximation or other conventional generalized
    gradient approximations for the structural characterization of KNbO3. Band-structure
    calculations using a HSE-type hybrid functional further indicate significant near
    degeneracies of band-edge states in all phases which are expected to be relevant
    for the optical response of the material.
article_number: '3981317'
article_type: original
author:
- first_name: Falko
  full_name: Schmidt, Falko
  id: '35251'
  last_name: Schmidt
  orcid: 0000-0002-5071-5528
- first_name: Marc
  full_name: Landmann, Marc
  last_name: Landmann
- first_name: Eva
  full_name: Rauls, Eva
  last_name: Rauls
- first_name: Nicola
  full_name: Argiolas, Nicola
  last_name: Argiolas
- first_name: Simone
  full_name: Sanna, Simone
  last_name: Sanna
- first_name: Wolf Gero
  full_name: Schmidt, Wolf Gero
  id: '468'
  last_name: Schmidt
  orcid: 0000-0002-2717-5076
- first_name: Arno
  full_name: Schindlmayr, Arno
  id: '458'
  last_name: Schindlmayr
  orcid: 0000-0002-4855-071X
citation:
  ama: Schmidt F, Landmann M, Rauls E, et al. Consistent atomic geometries and electronic
    structure of five phases of potassium niobate from density-functional theory.
    <i>Advances in Materials Science and Engineering</i>. 2017;2017. doi:<a href="https://doi.org/10.1155/2017/3981317">10.1155/2017/3981317</a>
  apa: Schmidt, F., Landmann, M., Rauls, E., Argiolas, N., Sanna, S., Schmidt, W.
    G., &#38; Schindlmayr, A. (2017). Consistent atomic geometries and electronic
    structure of five phases of potassium niobate from density-functional theory.
    <i>Advances in Materials Science and Engineering</i>, <i>2017</i>, Article 3981317.
    <a href="https://doi.org/10.1155/2017/3981317">https://doi.org/10.1155/2017/3981317</a>
  bibtex: '@article{Schmidt_Landmann_Rauls_Argiolas_Sanna_Schmidt_Schindlmayr_2017,
    title={Consistent atomic geometries and electronic structure of five phases of
    potassium niobate from density-functional theory}, volume={2017}, DOI={<a href="https://doi.org/10.1155/2017/3981317">10.1155/2017/3981317</a>},
    number={3981317}, journal={Advances in Materials Science and Engineering}, publisher={Hindawi},
    author={Schmidt, Falko and Landmann, Marc and Rauls, Eva and Argiolas, Nicola
    and Sanna, Simone and Schmidt, Wolf Gero and Schindlmayr, Arno}, year={2017} }'
  chicago: Schmidt, Falko, Marc Landmann, Eva Rauls, Nicola Argiolas, Simone Sanna,
    Wolf Gero Schmidt, and Arno Schindlmayr. “Consistent Atomic Geometries and Electronic
    Structure of Five Phases of Potassium Niobate from Density-Functional Theory.”
    <i>Advances in Materials Science and Engineering</i> 2017 (2017). <a href="https://doi.org/10.1155/2017/3981317">https://doi.org/10.1155/2017/3981317</a>.
  ieee: 'F. Schmidt <i>et al.</i>, “Consistent atomic geometries and electronic structure
    of five phases of potassium niobate from density-functional theory,” <i>Advances
    in Materials Science and Engineering</i>, vol. 2017, Art. no. 3981317, 2017, doi:
    <a href="https://doi.org/10.1155/2017/3981317">10.1155/2017/3981317</a>.'
  mla: Schmidt, Falko, et al. “Consistent Atomic Geometries and Electronic Structure
    of Five Phases of Potassium Niobate from Density-Functional Theory.” <i>Advances
    in Materials Science and Engineering</i>, vol. 2017, 3981317, Hindawi, 2017, doi:<a
    href="https://doi.org/10.1155/2017/3981317">10.1155/2017/3981317</a>.
  short: F. Schmidt, M. Landmann, E. Rauls, N. Argiolas, S. Sanna, W.G. Schmidt, A.
    Schindlmayr, Advances in Materials Science and Engineering 2017 (2017).
date_created: 2019-05-29T07:48:32Z
date_updated: 2025-12-05T09:58:11Z
ddc:
- '530'
department:
- _id: '295'
- _id: '296'
- _id: '230'
- _id: '429'
- _id: '15'
- _id: '35'
- _id: '27'
doi: 10.1155/2017/3981317
external_id:
  isi:
  - '000394873300001'
file:
- access_level: open_access
  content_type: application/pdf
  creator: schindlm
  date_created: 2020-08-28T09:27:19Z
  date_updated: 2020-08-30T14:37:31Z
  description: Creative Commons Attribution 4.0 International Public License (CC BY
    4.0)
  file_id: '18538'
  file_name: 3981317.pdf
  file_size: 985948
  relation: main_file
  title: Consistent atomic geometries and electronic structure of five phases of potassium
    niobate from density-functional theory
file_date_updated: 2020-08-30T14:37:31Z
has_accepted_license: '1'
intvolume: '      2017'
isi: '1'
language:
- iso: eng
oa: '1'
project:
- _id: '52'
  name: Computing Resources Provided by the Paderborn Center for Parallel Computing
- _id: '53'
  name: TRR 142
- _id: '55'
  name: TRR 142 - Project Area B
- _id: '69'
  name: TRR 142 - Subproject B4
- _id: '52'
  name: Computing Resources Provided by the Paderborn Center for Parallel Computing
publication: Advances in Materials Science and Engineering
publication_identifier:
  eissn:
  - 1687-8442
  issn:
  - 1687-8434
publication_status: published
publisher: Hindawi
quality_controlled: '1'
status: public
title: Consistent atomic geometries and electronic structure of five phases of potassium
  niobate from density-functional theory
type: journal_article
user_id: '16199'
volume: 2017
year: '2017'
...
